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1- 12 of 12
Search Results for:
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Ordering of Search Results
When searching across multiple libraries:
FAQs will appear in alphabetical order by category and sub-category
Listing Council Decisions will appear in reverse chronological order by year.
Staff Interpretations will appear in reverse chronological order by year
When searching using keywords:
Results are returned in order of term frequency (i.e., the number of times the keywords appear in the material).
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Libraries:
FAQs - Listings
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Filters:
Listing Center; General,Operational Items,Shares Outstanding Change Form
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Identification Number
486
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A company may request a symbol for trading on the Nasdaq Stock Market by using our online form.
Symbol reservations for all U.S. markets are governed by the National Market System Plan for the Selection and Reservation of Securities Symbols. Pursuant to that Plan, a company may request to reserve a symbol up to 24 months in advance of listing. If the symbol is not used during the 24-month reservation period, it will be released and made available for other potential applicants. A company may then re-apply for a symbol reservation after the original reservation expires provided that no other company has reserved the symbol.
The Nasdaq Stock Market does not reserve symbols for the over-the-counter (OTC) market. Symbol reservations for the OTC market are managed by FINRA. Any inquiries regarding symbol reservation for the OTC market should be forwarded to otcsymbols@finra.org.
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Publication Date*:
5/15/2023
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Identification Number:
486
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You can call the CUSIP Service Bureau at +1 212 438 6565. By requiring users to enter the CUSIP when creating a new form in the Listing Center, Nasdaq can extract information from our system and use it to pre-populate certain fields in your form, such as your company's name, address, board members and auditor.
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Publication Date*:
7/31/2012
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Identification Number:
34
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The Central Index Key (CIK) is a unique identifier used by the SEC to identify filing companies. By requiring users to enter the CIK when creating a new form in the Listing Center, Nasdaq can extract information from our system and use it to pre-populate certain fields in your form, such as your company's name, address, board members and auditor. You can look up the CIK for your company using the following link: http://www.sec.gov/edgar/searchedgar/cik.htm.
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Publication Date*:
7/31/2012
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Identification Number:
32
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Identification Number
1060
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Yes. Listing Center users can access all public pages (i.e., those that do not require users to log in to the Listing Center). This includes all web pages under the Company Information, Reference Library and Contact Us menus.
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Publication Date*:
8/13/2019
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Identification Number:
1060
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Each user must create an account. The user can then add multiple forms under a single account, and the forms can be shared with other users. Any user with access to the form can make modifications and updates. You may complete the form in stages or all at once.
Please read through all of our Listing Center FAQs to get a better understanding of how the electronic submission process works. If you still have questions, please call Listing Qualifications Staff at +1 301 978 8001.
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Publication Date*:
7/31/2012
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Identification Number:
31
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Identification Number
1070
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Most issues that users encounter contain problems that are either related to browsers that are in some way restricted (e.g., run in private mode) or are related to the login information entered by the user (e.g., entering another user's login and password, entering login information used to access a different Nasdaq website). Please read through our Help Guide to see if your problem is one that we have successfully addressed with other users. If after reading this guide, you are still having difficulty accessing the Listing Center, contact us by phone at +1 301 978 8001. We are here to help!
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Publication Date*:
1/30/2013
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Identification Number:
1070
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Yes. You can view and print forms using our "preview" mode. These preview forms were created to help you gather all the information needed to complete your form. You will, however, need to log in or create a new user account in order to submit a form.
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Publication Date*:
7/31/2012
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Identification Number:
41
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Yes. When you want to leave the form, select the "Save for Later" button at the bottom of the screen. At any time, prior to submitting the form to Nasdaq, you can return to the form, making updates and uploading documents, as desired.
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Publication Date*:
7/31/2012
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Identification Number:
37
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You can share a form with other users by clicking the Share Your Form link at the top of the page. Enter the email address of each person with whom you would like to share the form. To access the form, this person will need to create their own Listing Center account, if they do not already have one. They will have the same rights and permissions as the primary contact and receive the same system-generated correspondence.
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Publication Date*:
7/31/2012
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Identification Number:
36
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Within a few days, you will receive an email with your Listing Qualifications Analyst's name and contact information.
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Publication Date*:
7/31/2012
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Identification Number:
35
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Identification Number
419
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For wire payments sent through either Federal Reserve Wire
or American Clearing House, please use the following instructions:
Bank Name: Wells
Fargo Bank, N.A.
Bank Address: 420
Montgomery Street, San Francisco, CA 94101
ABA Number: 121000248
Bank Account Number:
2000031405177
SWIFT Number: WFBIUS6S
Beneficiary: Nasdaq,
Inc.
For Further Credit to: The Nasdaq
Stock Market LLC
Reference: Please include the following Reference information with
the wire, as applicable:
For Listing Application Fee payments please include the following information: GL2100625, the listing company’s name and security symbol,
and note that the payment is for Application Fees.
For Listing Entry Fee payments please include
the following information: GL2100625, the
listing company’s name and security symbol, and note that the payment is for
Entry Fees.
For Annual Listing Fee payments please include
the following information: The company’s billing
account number and invoice number (as shown on the invoice).
For Hearing or Appeal Fee payments please include
the following information: GL5550010, company
name and security symbol, and note whether the payment is for a Hearing or an
Appeal Request.
Nasdaq is not responsible for costs associated with
the wire transfer of fees. Please be sure to include a sufficient amount
to cover any applicable bank fees and do not indicate that the beneficiary will
pay costs.
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Publication Date*:
3/4/2024
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Identification Number:
419
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1) There is an increase or decrease of 5% or more in its shares outstanding as last reported in the Company's last periodic filing. In this case, this form must be submitted to Nasdaq no later than ten calendar days after this occurrence and must include the actual and not the estimated shares outstanding amount;
2) It fails to timely file a periodic report with the SEC. In this case, this form must be submitted to Nasdaq within seven calendar days of receiving a delinquency alert letter; or
While a company is not required to do so, a Nasdaq company may complete this form any time it wants to provide an update to the number of shares outstanding last reported by the Company.
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Publication Date*:
11/11/2013
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Identification Number:
71
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