Noncompliant Companies

Home
Listing - US
- Listing Information
  
  Continued Listing Guide
  Initial Listing Guide
  Listing Exchange Traded Products
  Listing of Additional Shares Guide
  Listing on Nasdaq
  Preview Applications and Forms
  Required Notifications
  Symbol Reservation Requests
  
  Reference Library
  
  Library Quick Start Guide
  FAQs - Listings
  Listing Council Decisions
  Staff Interpretation Letters
  Search Library
  
  Investor Information
  
  FINRA Investor Complaint Center
  Issues Pending Suspension or Delisting
  Nasdaq.com
  Noncompliant Companies
  Penny Stock List
  
  Other Online Resources
  
  Contact Us
  Electronic Disclosure
  Governance News + Insights
  Listing Rules
  Nasdaq Trader
  Rules and Regulation
  Rulebook Advanced Search
Market Regulation - US
- Regulatory Information
  
  Investigations and Enforcement
  
  Reference Library
  
  Library Quick Start Guide
  FAQs - Market Regulation
  Search Library
  
  Other Online Resources
  
  Contact Us
  Nasdaq Trader
  Rule Manuals
  BSECC
  BX
  GEMX
  ISE
  MRX
  Nasdaq
  PHLX
  Rulebook Advanced Search
  
  .
  
  Disciplinary Actions
  BX/BX Options
  ISE
  Nasdaq
  NOM
  PHLX/PSX
  Industry Regulators
  SEC
  FINRA
  CFTC
  NFA
Listing - Nordics
- Listing Resources
  
  Quick Start Guide
  Going Public - Listing on First North Growth Market
  Frequently Asked Questions
  Preview Applications and Forms
  Regulatory Requirements
  Symbol Reservation Requests
  
  Contact Us

Each trading day, Nasdaq publishes a list of companies that are noncompliant with the continued listing standards. In most cases, a company is added to the list five business days after Nasdaq notifies the company about its noncompliance and is removed from the list one business day after Nasdaq determines that the company has regained compliance or no longer trades on Nasdaq. A summary of Nasdaq’s continued listing standards are included in our Continuing Listing Guide. The Listing Rules can be found here.

		Deficiency	Market	Notification Date

	9 Meters Biopharma, Inc.
	Abeona Therapeutics Inc.
	AcelRx Pharmaceuticals, Inc.
	Acer Therapeutics Inc.
	Adamis Pharmaceuticals Corporation
	Aditxt, Inc.
	Advent Technologies Holdings, Inc.
	Aesthetic Medical International Holdings Group Ltd.
	Aeterna Zentaris Inc.
	AGBA Acquisition Limited
	AIkido Pharma Inc.
	Aileron Therapeutics, Inc.
	Akebia Therapeutics, Inc.
	Akerna Corp.
	Akumin Inc.
	Alaunos Therapeutics, Inc.
	Allena Pharmaceuticals, Inc.
	Allied Esports Entertainment, Inc.
	Alpine 4 Holdings, Inc.
	Alset EHome International Inc.
	Altamira Therapeutics Ltd.
	Alterity Therapeutics Limited
	American Virtual Cloud Technologies, Inc.
	Amesite Inc.
	AnPac Bio-Medical Science Co., Ltd.
	Applied Genetic Technologies Corporation
	Aptinyx Inc.
	Ardelyx, Inc.
	Aridis Pharmaceuticals Inc.
	Artelo Biosciences, Inc.
	ASLAN Pharmaceuticals Limited
	Aspira Women's Health Inc.
	Astrotech Corporation
	Athenex, Inc.
	Athersys, Inc.
	Avalo Therapeutics, Inc.
	Avalon GloboCare Corp.
	Avenue Therapeutics, Inc.
	Aytu BioPharma, Inc.
	Aziyo Biologics, Inc.
	BIMI International Medical Inc.
	Biora Therapeutics, Inc.
	Biote Corp.
	Bit Brother Limited
	Bit Origin Limited
	Borqs Technologies, Inc.
	Brickell Biotech, Inc.
	Brooge Energy Limited
	Brooklyn ImmunoTherapeutics, Inc.
	Burcon NutraScience Corp.
	Caladrius Biosciences, Inc.
	Calithera Biosciences, Inc.
	Calyxt, Inc.
	CarLotz, Inc.
	Cellectar Biosciences, Inc.
	Cemtrex Inc.
	Check-Cap Ltd.
	Chembio Diagnostics, Inc.
	China Index Holdings Limited
	China Natural Resources, Inc.
	Cidara Therapeutics, Inc.
	Cinedigm Corp
	Clarus Therapeutics Holdings, Inc.
	ClearOne, Inc.
	CNS Pharmaceuticals, Inc.
	Cocrystal Pharma, Inc.
	Code Chain New Continent Limited
	CohBar, Inc.
	Color Star Technology Co. Ltd.
	ComSovereign Holding Corp.
	Conformis, Inc.
	Connect Biopharma Holdings Limited
	Corbus Pharmaceuticals Holdings, Inc.
	Creatd Inc.
	Creative Realities, Inc.
	Cryo-Cell International, Inc.
	Cyclerion Therapeutics, Inc.
	DENTSPLY SIRONA Inc.
	Digital Brands Group, Inc.
	Direct Digital Holdings, Inc.
	Dolphin Entertainment, Inc.
	Duck Creek Technologies, Inc.
	Duddell Street Acquisition Corp.
	DURECT Corporation
	Dynatronics Corporation
	East Resources Acquisition Company
	Eastside Distilling, Inc.
	ECMOHO Limited
	Edoc Acquisition Corp.
	E-Home Household Service Holdings Limited
	electroCore, Inc.
	Eloxx Pharmaceuticals, Inc.
	Emerging Markets Horizon Corp.
	ENDRA Life Sciences Inc.
	Ensysce Biosciences, Inc.
	Enveric Biosciences, Inc.
	Epizyme, Inc.
	Esports Entertainment Group Inc.
	Evofem Biosciences, Inc.
	Exela Technologies, Inc.
	Exicure, Inc.
	EzFill Holdings, Inc.
	EZGO Technologies Ltd.
	Fast Radius, Inc.
	FedNat Holding Company
	Field Trip Health Ltd.
	First Wave BioPharma, Inc.
	Foresight Autonomous Holdings Ltd.
	Freeline Therapeutics Holdings plc
	Future FinTech Group Inc.
	G Medical Innovations Holdings Ltd.
	Galera Therapeutics, Inc.
	Galmed Pharmaceuticals Ltd.
	GBS Inc.
	Genius Brands International, Inc.
	Glory Star New Media Group Holdings Limited
	GlycoMimetics, Inc.
	GoHealth, Inc.
	Graybug Vision, Inc.
	Greenlane Holdings, Inc.
	Greenpro Capital Corp.
	Grom Social Enterprises Inc.
	Guardforce AI Co., Limited
	Guardion Health Sciences, Inc.
	Hall of Fame Resort & Entertainment Company
	Happiness Development Group Limited
	Healthcare Triangle, Inc.
	Helbiz, Inc.
	Hepion Pharmaceuticals, Inc.
	HEXO Corp.
	HF Foods Group Inc.
	Hoth Therapeutics, Inc.
	HTG Molecular Diagnostics, Inc.
	HyreCar Inc.
	iClick Interactive Asia Group Limited
	Ideanomics, Inc.
	Idera Pharmaceuticals, Inc.
	Infinity Pharmaceuticals, Inc.
	Infobird Co., Ltd
	Inpixon
	Iterum Therapeutics plc
	Jaguar Health, Inc.
	JanOne Inc.
	Kala Pharmaceuticals, Inc.
	Khosla Ventures Acquisition Co.
	Kintara Therapeutics, Inc.
	Kiora Pharmaceuticals, Inc.
	Kiromic BioPharma, Inc.
	Landos Biopharma, Inc.
	Legacy Housing Corporation
	Lifeway Foods, Inc.
	Liminal BioSciences Inc.
	Lipocine Inc.
	Liquid Media Group Ltd.
	LiveOne, Inc.
	LMP Automotive Holdings, Inc.
	LogicBio Therapeutics, Inc.
	Luokung Technology Corp
	Marker Therapeutics, Inc.
	Mediaco Holding Inc.
	Medigus Ltd.
	MEDIROM Healthcare Technologies Inc.
	MEI Pharma, Inc.
	Meihua International Medical Technologies Co., Ltd.
	Meiwu Technology Company Limited
	Mereo BioPharma Group plc
	Metacrine, Inc.
	MICT, Inc.
	Midatech Pharma PLC
	Mind Medicine (MindMed) Inc.
	Minerva Neurosciences, Inc
	Minim, Inc.
	Missfresh Limited
	MMTec, Inc.
	Molecular Data Inc.
	Motorsport Games Inc.
	Motus GI Holdings, Inc.
	Muscle Maker, Inc
	Mustang Bio, Inc.
	My Size, Inc.
	NaaS Technology Inc.
	Nabriva Therapeutics plc
	NanoVibronix, Inc.
	NantHealth, Inc.
	National Energy Services Reunited Corp.
	Neptune Wellness Solutions Inc.
	NeuroBo Pharmaceuticals, Inc.
	NewAge, Inc.
	NextPlay Technologies, Inc.
	NiSun Intl Enterprise Development Group Co, Ltd
	NLS Pharmaceutics Ltd.
	NuCana plc
	Nuwellis, Inc.
	Oblong Inc.
	OceanPal Inc.
	OncoSec Medical Incorporated
	OpGen, Inc.
	Orchard Therapeutics plc
	P3 Health Partners Inc.
	Palisade Bio, Inc.
	Phio Pharmaceuticals Corp.
	Pingtan Marine Enterprise Ltd.
	PLUS THERAPEUTICS, Inc.
	Powerbridge Technologies Co., Ltd.
	Predictive Oncology Inc.
	Professional Diversity Network, Inc.
	ProQR Therapeutics N.V.
	Protagenic Therapeutics, Inc.
	Puhui Wealth Investment Management Co., Ltd.
	Q&K International Group Limited
	QIWI plc
	Qualigen Therapeutics, Inc.
	Quhuo Limited
	Quoin Pharmaceuticals, Ltd.
	Quotient Limited
	RealNetworks, Inc.
	Recon Technology, Ltd.
	Red Cat Holdings, Inc.
	Reeds, Inc.
	Regulus Therapeutics Inc.
	Remark Holdings, Inc.
	Republic First Bancorp, Inc.
	ReTo Eco-Solutions, Inc.
	Revelation Biosciences, Inc.
	RiceBran Technologies
	Safe-T Group Ltd.
	Salarius Pharmaceuticals, Inc.
	Scopus BioPharma Inc.
	SCWorx Corp.
	Secoo Holding Limited
	Seelos Therapeutics, Inc.
	SenesTech, Inc.
	Sentage Holdings Inc.
	Sesen Bio, Inc.
	SharpLink Gaming Ltd.
	ShiftPixy, Inc.
	Sigma Labs, Inc.
	Singularity Future Technology Ltd.
	SiNtx Technologies, Inc.
	Sio Gene Therapies Inc.
	Skylight Health Group Inc.
	Smart for Life, Inc.
	Smart Powerr Corp.
	Soleno Therapeutics, Inc.
	Solid Biosciences Inc.
	Soligenix, Inc.
	Sonim Technologies, Inc.
	Sonnet BioTherapeutics Holdings, Inc.
	Spectrum Pharmaceuticals, Inc.
	SportsMap Tech Acquisition Corp.
	SRAX, Inc.
	Staffing 360 Solutions, Inc.
	Statera Biopharma, Inc.
	Stealth BioTherapeutics Corp.
	Sundial Growers Inc.
	SuperCom, Ltd.
	T2 Biosystems, Inc.
	Tantech Holdings Ltd.
	TD Holdings, Inc.
	TDH Holdings, Inc.
	Tenax Therapeutics, Inc.
	The Alkaline Water Company Inc.
	The Valens Company, Inc.
	The Very Good Food Company Inc.
	ThermoGenesis Holdings, Inc.
	TIAN RUIXIANG Holdings Ltd
	Titan Medical Inc.
	Titan Pharmaceuticals, Inc.
	Tiziana Life Sciences Ltd
	TOMI Environmental Solutions, Inc.
	TOP Ships Inc.
	Trevena, Inc.
	Troika Media Group, Inc.
	Tuesday Morning Corp.
	Tuniu Corporation
	Tuscan Holdings Corp. II
	Tyme Technologies, Inc.
	Unico American Corporation
	Unity Biotechnology, Inc.
	UTStarcom Holdings Corp
	Uxin Limited
	Valor Latitude Acquisition Corp.
	Venus Concept Inc.
	VEON Ltd.
	Verb Technology Company, Inc.
	Versus Systems Inc.
	View, Inc.
	VirTra, Inc.
	Vislink Technologies, Inc.
	Viveve Medical, Inc.
	VPC Impact Acquisition Holdings II
	vTv Therapeutics Inc.
	Vyant Bio, Inc.
	VYNE Therapeutics Inc.
	Waitr Holdings Inc.
	Windtree Therapeutics, Inc.
	Xenetic Biosciences, Inc.
	XpresSpa Group, Inc.
	Yunhong CTI Ltd.
	Zentalis Pharmaceuticals, Inc.
	Zovio Inc.
	ZW Data Action Technologies Inc.

home_footer_links

Nasdaq
What is Nasdaq?
Newsroom
Investor Relations
Careers

Public Policy Advocacy
On the Issues
Nasdaq Filings
Economic Signals

Corporate Solutions
Intelligence
Communications
Governance
Visibility

Related Links
Issuer Alerts
Listing Rules/Rule Filings
MarketWatch Electronic Disclosure
Nasdaq Online
Symbol Reservation

Copyright_statement

The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA^® and Financial Industry Regulatory Authority, Inc.^® are registered trademarks of Financial Industry Regulatory Authority, Inc. OTCBB^TM and OTC Bulletin Board^TM are trademarks of FINRA

My Nasdaq Analyst

My Nasdaq Analyst