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Equity 1 Equity Definitions
Equity 1 Equity Definitions

When used in the Equity Rules, unless the context otherwise requires:

(1) "Customer" The term "customer" shall not include a broker or dealer.

(2) “Security” Unless the context requires otherwise, the term "security" shall mean a security listed on the Exchange or traded on the Exchange pursuant to unlisted trading privileges.

Adopted Dec. 6, 2019 (SR-NASDAQ-2019-098). 
 
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