To provide transparency regarding our Listing Rules and policies, Nasdaq maintains an extensive library of frequently asked questions (FAQs), which address a wide variety of subjects from enforcement of Nasdaq's Listing Rules to policies and procedures. For your convenience, our system facilitates searches across our different reference sources (i.e., FAQs, Governance Clearinghouse, Staff Interpretation Letters, and Listing Council Decisions) by category and sub-category (e.g., Initial Listing, Price). Users can also use our advanced search feature to target their search by applying filters and entering keywords.
If you have any questions after reviewing this material, please contact Listing Qualifications Staff by telephone at +1 301 978 8008 or by email at StaffInterpretations@nasdaq.com.