To provide transparency regarding Market Regulation and Enforcement rules, policies and procedures, Nasdaq maintains an extensive library of frequently asked questions (FAQs).

For your convenience, our system facilitates searches across our different reference sources (i.e., FAQs, Governance Clearinghouse, Staff Interpretation Letters, and Listing Council Decisions) by category and sub-category (e.g., disciplinary process, equity regulation, membership). Users can also use our advanced search feature to target their search by applying filters and entering keywords.