Nasdaq Rulebook Search Banner
BSECC  | BX  | GEMX  | ISE  | MRX  | Nasdaq  | PHLX  | SCCP   
Print   Copy Link
Search in
Print | Copy Link |
Home > > GEMX General 6
General 6. Arbitration
Section 1. Arbitration

The rules contained in The Nasdaq Stock Market LLC General 6, as such rules may be in effect from time to time (the “General 6 Rules”), are hereby incorporated by reference into this Nasdaq GEMX, LLC General 6, and are thus Nasdaq GEMX Rules and thereby applicable to Nasdaq GEMX Members. Nasdaq GEMX Members shall comply with the General 6 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 6 Rules shall be read to refer to the Nasdaq GEMX related meaning of such term.

General 6 Rules

Amended Oct. 9, 2018 (SR-GEMX-2018-35), operative Apr. 12, 2022.

App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.