rulebook-banner
Nasdaq Regulation Banner
rulebook-rules-menurulebook-rules-menu
BSECC  | BX  | GEMX  | ISE  | MRX  | Nasdaq  | PHLX  | SCCP   
Rulebook - Nasdaq GEMX
Print | Copy Link
Home > Nasdaq GEMX >
Options 5 Order Protections and Locked and Crossed Markets
Options 5 Order Protections and Locked and Crossed Markets

Options 5 Order Protections and Locked and Crossed Markets

The rules contained in Nasdaq ISE Options 5, as such rules may be in effect from time to time (the "Options 5 Rules"), are hereby incorporated by reference into this Nasdaq GEMX Options 5, and are thus Nasdaq GEMX Rules and thereby applicable to Nasdaq GEMX Members. Nasdaq GEMX Members shall comply with the Options 5 Rules as though such rules were fully-set forth herein. All defined terms, including any variations thereof, contained in the Options 5 Rules shall be read to refer to the Nasdaq GEMX related meaning of such term. Solely by way of example, and not in limitation or in exhaustion: the defined term "Exchange" in the Options 5 Rules shall be read to refer to the Nasdaq GEMX Exchange; the defined term "Rule" in the Options 5 Rules shall be read to refer to the Nasdaq GEMX Rule; the defined term "Bid" in the Options 5 Rules shall be read to refer to the Nasdaq GEMX Bid; and the defined term "Member" in the Options 5 Rules shall be read to refer to the Nasdaq GEMX Member.

[Adopted June 27, 2019 (SR-GEMX-2019-08).]

 
home_footer_links
Copyright_statement
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc. OTCBBTM and OTC Bulletin BoardTM are trademarks of FINRA