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General 7 Consolidated Audit Trail Compliance
Consolidated Audit Trail Compliance

The rules contained in The Nasdaq Stock Market LLC General 7, as such rules may be in effect from time to time (the "General 7 Rules"), are hereby incorporated by reference into this Nasdaq ISE General 7, and are thus Nasdaq ISE Rules and thereby applicable to Nasdaq ISE Members. Nasdaq ISE Members shall comply with the General 7 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 7 Rules shall be read to refer to the Nasdaq ISE related meaning of such term. Solely by way of example, and not in limitation or in exhaustion: the defined term "Exchange" in the General 7 Rules shall be read to refer to the Nasdaq ISE Exchange; the defined term "Rule" in the General 7 Rules shall be read to refer to the Nasdaq ISE Rule.

General 7 Rules

[Adopted January 24, 2018 (SR-ISE-2018-09); amended April 10, 2018 (SR-ISE-2018-35), operative May 10, 2018.]

 
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