Each trading day, NASDAQ publishes a list of NASDAQ Capital Market companies that we believe do not meet the requirements of SEC Rule 3a51-1(g) or any of the other exclusions from being a penny stock contained in Rule 3a51-1. This list is maintained to help brokers and dealers comply with the Securities and Exchange Commission’s Penny Stock Rules. Companies are added and removed from the list each business day, based on a company’s most recent financial and trading data.

Investors seeking further information may view NASDAQ’s listing rules here.

Issuer NameSymbolIssue Type
Currently, there are no Capital Market securities for inclusion on this list.

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