| Year |
Alert |
Description |
| 2024 |
2024-001 |
Changes to Ex-dividend Procedures Effective May 28, 2024 to Accommodate T+1 Settlement |
| 2020 |
2020-004 |
Nasdaq Relief for Certain Shareholder Approval Requirements |
|
2020-003
|
Nasdaq-listed companies are obligated to notify Nasdaq Corporate Data Operations of any dividend action or action relating to a stock distribution of a listed stock
|
|
2020-002 |
Nasdaq Relief for Certain Listed Companies |
|
2020-001 |
Impact under Nasdaq Rules of SEC Relief to Companies Affected by Coronavirus |
| 2017 |
2017-001 |
Changes to Ex-dividend Procedures Effective September 5, 2017 to Accommodate T+2 Settlement |
| 2016 |
2016-002 |
Nasdaq Makes Preparations to Shorten Settlement Cycle from T+3 to T+2 |
|
2016-001 |
New Listing Rule Requires Listed Companies to Disclose Third Party Payments to Directors for Board Service |
| 2015 |
2015-001 |
Guidance on Material News Releases around Market Close |
| 2013 |
2013-005 |
Rules Update Changes to Compensation Committee Rules |
|
2013-004 |
Rules Update: Reminder about Amended Compensation Committee Rules |
|
2013-003 |
Rules Update: NASDAQ Internal Audit Rule Proposal Update (May 7, 2013) |
|
2013-002 |
Rules Update: NASDAQ Internal Audit Rule Proposed (February 8, 2013) |
|
2013-001 |
Rules Update: Amended NASDAQ Compensation Committee Rules (March 18, 2013)
|
| 2011 |
2011-002 |
Notification Obligations for NASDAQ-Listed Companies Related to Dividends and Distributions |
|
2011-001 |
Website Information Protection |
| 2010 |
2010-003 |
NASDAQ Modifies Rules Related to Press Release Disclosure Requirements |
|
2010-002 |
Nasdaq Modifies 10-Minute Prior Notification Requirement for Material News Released Outside of Market Hours |
|
2010-001 |
NASDAQ Amends Rules Followed When a Listed Company Falls Below Certain Listing Standards |
| 2009 |
2009-005 |
NASDAQ Requires 10-Minute Prior Notification for Material News |
|
2009-004 |
NASDAQ Continues Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements Through July |
|
2009-003 |
Revised Listing Rules Become Effective on April 13, 2009 |
|
2009-002 |
NASDAQ Further Extends Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements |
|
2009-001 |
The SEC Adopts New Corporate Governance Disclosure Requirements for Form 20-F Filers |
| 2008 |
2008-006 |
NASDAQ Changes Process Related to Filing Delinquencies |
|
2008-005A |
NASDAQ Extends Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements |
|
2008-005 |
NASDAQ Implements a Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements |
|
2008-004 |
NASDAQ OMX Changes Address for Online US Rules Manual |
|
2008-003 |
Annual Russell Reconstitution is Friday, June 27, 2008 |
|
2008-002 |
Changes Relating to: Dividends and Distributions, Listing of Additional Shares
|
|
2008-001 |
NASDAQ Will Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards |
| 2007 |
2007-006B |
Foreign Private Issuers: Website Posting of Annual Reports, Foreign Private Issuer Disclosure & Changes in Conflict Rule |
|
2007-006A |
Domestic Issuers: Website Postings of Annual Reports & Changes to Conflict of Interest Rule |
|
2007-005B |
New NASDAQ Disclosure Notification Rules Now in Effect |
|
2007-005A |
Reminder: New NASDAQ Disclosure Notification Rules Effective September 4 |
|
2007-005 |
SEC Approves NASDAQ Proposal to Change Disclosure Notification Rules |
|
2007-004 |
Annual Russell Reconstitution is Friday, June 22, 2007 |
|
2007-003 |
NASDAQ Capital Market Securities receive exemption from state "blue sky" law registration requirements |
|
2007-002 |
Changes to Definition of "Independent Director" Website Posting of Annual Reports Email Address for Written Interpretations |
|
2007-001C |
Fourth Notice: Only Two Months Remaining to Comply with Direct Registration Program Requirements |
|
2007-001B |
Third Notice: New Rules Require NASDAQ-Listed Companies To Be Eligible For A Direct Registration Program By January 2008 |
|
2007-001A |
Action Required: New Rules Require NASDAQ-Listed Companies to be eligible for a Direct Registration Program by January 2008 |
|
2007-001 |
New Rules Require NASDAQ-Listed Companies To Be Eligible For A Direct Registration Program By January 2008 |
| 2006 |
2006-002 |
NASDAQ Commences Systems Integration on October 16, 2006. New MarketWatch Hours Effective October 30, 2006 |
|
2006-001 |
NASDAQ is Operational as an Exchange in NASDAQ-Listed Securities, Effective Today, August 1, 2006 |