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General 4 Registration Requirements
Section 1. Registration, Qualification and Continuing Education.

The rules contained in The Nasdaq Stock Market LLC General 4, Section 1 as such rules may be in effect from time to time (the "General 4, Section 1 Rules"), are hereby incorporated by reference into this Nasdaq BX, Inc. General 4, Section 1, and are thus Nasdaq BX Rules and thereby applicable to Nasdaq BX Members. Nasdaq BX Members shall comply with the General 4, Section 1 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 4, Section 1 Rules shall be read to refer to the Nasdaq BX related meaning of such term.

Adopted April 18, 2019 (SR-BX-2019-010), operative June 7, 2019.

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