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Rule Filings
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Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-NASDAQ-2019-087
Proposed rule change to modify the Exchange's all-inclusive annual listing fees for all domestic and foreign companies listing equity securities on the Nasdaq Global Select, Global and Capital Markets. Pending No
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-NASDAQ-2019-087
Proposed rule change to modify the Exchange's all-inclusive annual listing fees for all domestic and foreign companies listing equity securities on the Nasdaq Global Select, Global and Capital Markets. Pending No
Rule Filing Description Rules Affected Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-NASDAQ-2019-048 A proposal to amend Rule 4702 to establish the "Midpoint Extended Life Order + Continuous Book" as a new Order Type 4702
4703
Pending No
SR-NASDAQ-2019-047
Resubmission
Notice & Approval
Proposal to relocate The Nasdaq Options Market Rules at Chapter IV (Securities Traded on NOM) under the Options 4 title in the Exchange's rulebook's shell structure. 5712
NOM I-1
NOM IV-1
NOM IV-2
NOM IV-3
NOM IV-4
Approved Yes 07/01/2019 06/10/2019
SR-NASDAQ-2019-048 A proposal to amend Rule 4702 to establish the "Midpoint Extended Life Order + Continuous Book" as a new Order Type 4702
4703
Pending No
SR-NASDAQ-2019-047
Resubmission
Notice & Approval
Proposal to relocate The Nasdaq Options Market Rules at Chapter IV (Securities Traded on NOM) under the Options 4 title in the Exchange's rulebook's shell structure. 5712
NOM I-1
NOM IV-1
NOM IV-2
NOM IV-3
NOM IV-4
Approved Yes 07/01/2019 06/10/2019
SR-NASDAQ-2019-050 A proposal to delay implementation of the MIDP routing option until the third quarter of 2019. 4578 Pending No
SR-NASDAQ-2019-049 Proposal to modify the definition of a "Family Member" for purposes of Listing Rule 5605(a)(2). 5605 Pending No
SR-NASDAQ-2019-048 A proposal to amend Rule 4702 to establish the "Midpoint Extended Life Order + Continuous Book" as a new Order Type 4702
4703
Pending No
SR-NASDAQ-2019-047
Resubmission
Notice & Approval
Proposal to relocate The Nasdaq Options Market Rules at Chapter IV (Securities Traded on NOM) under the Options 4 title in the Exchange's rulebook's shell structure. 5712
NOM I-1
NOM IV-1
NOM IV-2
NOM IV-3
NOM IV-4
Approved Yes 07/01/2019 06/10/2019
SR-NASDAQ-2019-050 A proposal to delay implementation of the MIDP routing option until the third quarter of 2019. 4578 Pending No
SR-NASDAQ-2019-049 Proposal to modify the definition of a "Family Member" for purposes of Listing Rule 5605(a)(2). 5605 Pending No
SR-NASDAQ-2019-048 A proposal to amend Rule 4702 to establish the "Midpoint Extended Life Order + Continuous Book" as a new Order Type 4702
4703
Pending No
SR-NASDAQ-2019-047
Resubmission
Notice & Approval
Proposal to relocate The Nasdaq Options Market Rules at Chapter IV (Securities Traded on NOM) under the Options 4 title in the Exchange's rulebook's shell structure. 5712
NOM I-1
NOM IV-1
NOM IV-2
NOM IV-3
NOM IV-4
Approved Yes 07/01/2019 06/10/2019
SR-NASDAQ-2019-050 A proposal to delay implementation of the MIDP routing option until the third quarter of 2019. 4578 Pending No
SR-NASDAQ-2019-049 Proposal to modify the definition of a "Family Member" for purposes of Listing Rule 5605(a)(2). 5605 Pending No
SR-NASDAQ-2019-048 A proposal to amend Rule 4702 to establish the "Midpoint Extended Life Order + Continuous Book" as a new Order Type 4702
4703
Pending No
SR-NASDAQ-2019-047
Resubmission
Notice & Approval
Proposal to relocate The Nasdaq Options Market Rules at Chapter IV (Securities Traded on NOM) under the Options 4 title in the Exchange's rulebook's shell structure. 5712
NOM I-1
NOM IV-1
NOM IV-2
NOM IV-3
NOM IV-4
Approved Yes 07/01/2019 06/10/2019
rulebook-rulefilings-sccp-2016rulebook-rulefilings-sccp-2016
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-SCCP-2016-01
Notice
Amendment 1
Approval
A proposed rule change with respect to amendments of the By-Laws of its parent corporation, Nasdaq, Inc., to implement proxy access. Approved Yes 10/26/2016 10/5/2016
rulebook-rulefilings-sccp-2015
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-SCCP-2015-02
Amendment 1
Notice
Approval
A proposed rule change with respect to amendments of the By-Laws of its parent corporation, Nasdaq, Inc., to revise the requirements regarding Director classifications. Approved Yes 1/28/2016 1/7/2016
SR-SCCP-2015-01
Notice
Approval
A proposed rule change with respect to amendments of the Amended and Restated Certificate of Incorporation and By-Laws of its parent corporation The NASDAQ OMX Group, Inc. to change the name of the parent to Nasdaq, Inc. Approved Yes 6/24/2015 6/3/2015
rulebook-rulefilings-sccp-2014
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-SCCP-2014-01
Notice
Approval
A proposed rule change with respect to amendments of the Amended and Restated Certificate of Incorporation (the "Charter") and By-Laws (the "By-Laws") of its parent corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX" or the "Company"). Approved Yes 10/16/2014 9/25/2014
rulebook-rulefilings-sccp-2013
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-SCCP-2013-01
Resubmission
Notice
Approval
A proposed rule change with respect to amendments of the Restated Certificate of Incorporation (the "Charter") and By-Laws (the "By-Laws") of its parent corporation, The NASDAQ OMX Group, Inc. ("NASDAQ OMX" or the "Company"). Approved Yes 1/2/2014 12/12/2013
rulebook-rulefilings-sccp-2012
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-SCCP-2012-02
Notice
Correction
Approval
A proposed rule change with respect to the amendment of the by-laws of its parent corporation, The NASDAQ OMX Group, Inc. Approved Yes 1/23/2013 1/2/2013
SR-SCCP-2012-01
Notice
Approval
A proposed rule change with respect to the amendment of the by-laws of its parent corporation, The NASDAQ OMX Group, Inc. Approved Yes 8/17/2012 7/27/2012
 
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