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Rule Filings
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rulebook-rulefilings-ise-2021rulebook-rulefilings-ise-2021
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2021-06
Notice & Approval
A proposal to extend the pilot period for the Exchange's nonstandard expirations pilot program, currently set to expire on May 4, 2021 Approved Yes 5/3/2021 4/12/2021
SR-ISE-2021-05
Notice & Approval
A proposal to amend the rule to extend the pilot to permit the listing and trading of options based on 1/5 the value of the Nasdaq-100 Index ('Nasdaq-100') currently set to expire on May 4, 2021. Approved Yes 5/3/2021 4/12/2021
SR-ISE-2021-04
Notice & Approval
A proposal to amend ISE's Pricing Schedule at Options 7, Section 9, Part C to reduce the Options Regulatory Fee or 'ORF'. Approved Yes 4/22/2021 4/1/2021
SR-ISE-2021-03
Notice & Approval
A proposal to amend the Exchange's Pricing Schedule at Options 7, Section 3 (Regular Order Fees and Rebates). Approved Yes 4/6/2021 3/16/2021
SR-ISE-2021-01
Notice & Approval
A proposal to make clarifying changes to various rules in Options 3 and Options 5. Approved Yes 3/25/2021 3/4/2021
rulebook-rulefilings-ise-2020rulebook-rulefilings-ise-2020
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2020-43
Notice & Approval
Proposal to delete the Exchange's membership rules currently under the General 3 title, incorporate by reference The Nasdaq Stock Market LLC's ('Nasdaq') rules in the General 3 Rule 1000 Series, and other related changes. Approved Yes 2/9/2021 1/19/2021
SR-ISE-2020-42
Notice & Approval
A proposal to harmonize Exchange Rule General 3, Section 2 with recent changes by the Financial Industry Regulatory Authority, Inc. ('FINRA'). This amendment would temporarily grant the Exchange Review Council ('ERC') authority to conduct hearings in connection with appeals of Membership Application Program decisions by video conference, if warranted by the current COVID-19-related public health risks posed by an in-person hearing. As proposed, the temporary amendment would be in effect through April 30, 2021. Approved Yes 1/19/2021 12/29/2020
SR-ISE-2020-40
Notice & Approval
A proposal to amend the Exchange's Market Maker Plus program under Options 7, Section 3, 'Regular Order Fees and Rebates' Approved Yes 1/4/2021 12/14/2020
SR-ISE-2020-39
Notice & Approval
A proposal to amend Options 7, Section 4, 'Complex Order Fees and Rebates,' and Options 7, Section 9, 'Legal & Regulatory.' Approved Yes 12/22/2020 12/1/2020
SR-ISE-2020-38
Notice & Approval
A proposal to amend Options 4, Section 3, 'Criteria for Underlying Securities,' and Options 4, Section 5, 'Series of Options Contracts Open for Trading' to relocate certain rule text and make other minor technical amendments. Approved Yes 12/15/2020 11/24/2020
SR-ISE-2020-34
Notice & Approval
A proposal to extend the pilot period for the Exchange's nonstandard expirations pilot program. Approved Yes 11/19/2020 10/29/2020
SR-ISE-2020-33
Notice & Approval
A proposal to extend the pilot to permit the listing and trading of options based on 1/5 the value of the Nasdaq-100 Index ('Nasdaq-100') currently set to expire on November 2, 2020. Approved Yes 11/18/2020 10/28/2020
SR-ISE-2020-32
Notice & Approval
Proposal to amend Options 6, Section 5, titled 'Transfer of Positions.' Approved Yes 9/11/2020 8/21/2020
SR-ISE-2020-31
Notice & Approval
A proposal to add the Consolidated Audit Trail ('CAT') industry member compliance rules to the list of minor rule violations in its rulebook Approved Yes 9/10/2020 8/20/2020
SR-ISE-2020-30
Notice & Approval
A proposal to amend Options 7, Section 6, Other Options Fees and Rebates. The Exchange also proposes an amendment to Options 7, Section 1, General provisions, and Options 7, Section 3, Regular Order Fees and Rebates. Approved Yes 8/25/2020 8/4/2020
SR-ISE-2020-28
Notice & Approval
A proposal to further extend the filing requirements for certain written reports pursuant to Options 10. Approved Yes 8/4/2020 7/14/2020
SR-ISE-2020-26
Notice & Approval
A proposal to amend the Exchange's Pricing Schedule at Options 7. Approved Yes 8/11/2020 7/21/2020
SR-ISE-2020-24
Notice & Approval
A proposal to amend Options 3, Section 3 to conform the rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options (the 'OLPP'). Approved Yes 7/22/2020 7/1/2020
SR-ISE-2020-23
Notice & Approval
A proposal to amend Options 9, Section 13, Position Limits, to increase position limits for options on certain exchange-traded funds, and similarly increase exercise limits within Options 9, Section 15, Exercise Limits. Approved Yes 7/22/2020 7/1/2020
SR-ISE-2020-22
Notice & Approval
A proposal to amend the ISE Disciplinary Rules in General 5 to incorporate by reference Nasdaq Series 8000 and 9000 Rules, currently located under the General 5 title of the Nasdaq Rulebook, instead of the BX Rules, which the Exchange currently incorporates by reference. Approved Yes 7/10/2020 6/19/2020
SR-ISE-2020-21
Notice & Approval
A proposal to further extend the filing requirements for certain written reports pursuant to Options 10, Section 7, currently due June 1, 2020, to June 30, 2020. Approved Yes 6/29/2020 6/8/2020
SR-ISE-2020-20
Notice & Approval
A proposal to amend the Exchange's Pricing Schedule at Options 7 Approved Yes 6/22/2020 6/1/2020
SR-ISE-2020-18
Notice & Approval
A proposal related to a pilot on the Nasdaq 100 Reduced Value Index (NQX) Approved Yes 5/14/2020 4/23/2020
SR-ISE-2020-17
Notice & Approval
Proposal related to a Non-Standard Pilot Program Approved Yes 5/14/2020 4/23/2020
SR-ISE-2020-16
Notice & Approval
Proposal to adopt a new rule titled 'Transfer of Positions' within Options 6, Section 5. Approved Yes 5/13/2020 4/22/2020
SR-ISE-2020-15
Notice & Approval
A proposal regarding rule amendments to Options 3, Section 8, Opening Process. Approved Yes 5/19/2020 4/28/2020
SR-ISE-2020-14
Notice & Approval
Proposal to temporarily extend the filing requirements for certain written reports, currently due April 1, 2020 pursuant to Options 10, Section 7, to June 1, 2020. Approved Yes 4/27/2020 4/6/2020
SR-ISE-2020-13
Notice & Approval
Proposal to amend ISE Rules at Options 3, Section 8, titled 'Opening.' Approved Yes 4/22/2020 4/1/2020
SR-ISE-2020-12
Notice & Approval
Proposal to amend the Exchange's Pricing Schedule at Options 7, Section 4, titled 'Complex Order Fees and Rebates.' Approved Yes 4/16/2020 3/26/2020
SR-ISE-2020-11
Notice & Approval
Rule Filing Related to the Removal of Obsolete Listing Rules Approved Yes 4/16/2020 3/26/2020
SR-ISE-2020-10
Notice & Approval
A proposal to amend Options 3, Sections 7 and 14 related to Complex Orders Approved Yes 4/16/2020 3/26/2020
SR-ISE-2020-08
Notice & Approval
A proposed rule to amend Options 9, Section 21, Anti-Money Laundering Compliance Program. This rule change is intended to reflect the Financial Crimes Enforcement Network's adoption of a final rule on Customer Due Diligence Requirements for Financial Institutions Approved Yes 3/20/2020 2/28/2020
SR-ISE-2020-07
Notice & Approval
A proposed rule to amend Options 3, Section 7, 'Types of Orders' to permit the Exchange to determine the availability of order types and time-in-force provisions. Approved Yes 3/24/2020 3/3/2020
SR-ISE-2020-06
Notice & Approval
A proposal to amend the Exchange's Pricing Schedule at Options 7 Approved Yes 3/24/2020 3/3/2020
SR-ISE-2020-02
Notice & Approval
A proposal to amend its Pricing Schedule in Options 7 at Section 3, titled 'Regular Order Fees and Rebates' and Section 4, titled 'Complex Order Fees and Rebates.' Approved Yes 3/12/2020 2/20/2020
SR-ISE-2020-01
Notice & Approval
A proposal to amend the Exchanges Pricing Schedule at Options 7 Approved Yes 2/13/2020 1/23/2020
rulebook-rulefilings-ise-2019rulebook-rulefilings-ise-2019
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2019-33
Notice & Approval
Proposal to amend Options 3, Section 3 (Minimum Trading Increments) to extend through June 30, 2020 or the date of permanent approval, if earlier, the Penny Pilot Program in options classes in certain issues ('Penny Pilot' or 'Pilot'). Approved Yes 1/9/2020 12/19/2019
SR-ISE-2019-32
Notice & Approval
Proposal to adopt a Mass Cancellation rule and amend other sections of the Rulebook Approved Yes 1/20/2020 12/29/2019
SR-ISE-2019-31
Notice & Approval
A proposal to adopt a new rule titled 'Off-Exchange RWA Transfers' at ISE Options 6, Section 6. Approved Yes 1/20/2020 12/29/2019
SR-ISE-2019-30
Notice & Approval
A proposal to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility. Approved Yes 11/14/2019 10/24/2019
SR-ISE-2019-29
Notice & Approval
Proposal to amend Options 3, Section 17, which sets forth the Exchanges optional Kill Switch risk protection. Approved Yes 11/24/2019 11/3/2019
SR-ISE-2019-28
Notice & Approval
A Proposal to Extend the Nonstandard Expirations Pilot Program Approved Yes 11/17/2019 10/27/2019
SR-ISE-2019-27
Notice & Approval
A proposed rule to extend the pilot to permit the listing and trading of options based on 1/5 the value of the Nasdaq-100 Index currently set to expire on November 4, 2019. Approved Yes 11/17/2019 10/27/2019
SR-ISE-2019-26
Notice & Approval
Proposal to amend the Exchange's Market Maker Plus program under Options 7, Section 3. Approved Yes 11/18/2019 10/28/2019
SR-ISE-2019-24
Notice & Approval
Proposal to amend its Rulebook and By-Laws Approved Yes 10/29/2019 10/8/2019
SR-ISE-2019-23
Notice & Approval
Proposal to amend Options 3 at Section 4, 'Acceptance of Quotes and Orders,' adopt a new Section 5, 'Entry and Display of Single-Leg Orders,' Section 7, 'Types of Order,' at Supplementary Material .03 and Section 22 titled 'Limitations on Orders.' The Exchange proposes to amend Options 3, Section 15, 'Simple Order Risk Protections' and Supplementary Material of Options 5, Section 2, 'Order Protection.' Approved Yes 10/27/2019 10/6/2019
SR-ISE-2019-21
Notice & Approval
Proposal to amend ISE's Priority of Quotes and Orders rules. Approved Yes 10/8/2019 9/17/2019
SR-ISE-2019-20
Notice & Approval
A proposal to amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) relating to certain order types. Approved Yes 8/12/2019 7/22/2019
SR-ISE-2019-19
Notice & Approval
A proposal to amend its rules to extend a pilot program to quote and to trade certain options classes in penny increments (Penny Pilot). Approved Yes 7/17/2019 6/26/2019
SR-ISE-2019-18
Notice & Approval
Proposed rule to extend to November 4, 2019, the pilot to permit the listing and trading of options based on 1/5 the value of the Nasdaq-100 Index (NQX Index Options pilot). Approved Yes 7/4/2019 6/13/2019
SR-ISE-2019-17
Notice & Approval
Proposal to relocate the ISE rules from their current place in the Rulebook into the new Rulebook shell. Approved Yes 7/14/2019 6/23/2019
SR-ISE-2019-16
Notice & Approval
Proposal to amend the Exchange rules to allow one dollar or greater strike price intervals for options listed on the PowerShares QQQ Trust and the iShares Russell 2000 Index Fund. Approved Yes 6/24/2019 6/3/2019
SR-ISE-2019-15
Notice & Approval
A proposal to amend the Exchange's Market Maker Plus program under Options 7, Section 3 Approved Yes 6/19/2019 5/29/2019
SR-ISE-2019-14
Notice & Approval
A proposal to amend its rules governing the give up of a Clearing Member by a Member on Exchange transactions. Approved Yes 6/12/2019 5/22/2019
SR-ISE-2019-12
Notice & Approval
A proposal to delete the Exchange's current Registration, Qualification and Continuing Education rules and, under the 1200 Series (Rules 1210 through 1250), and incorporate by reference The Nasdaq Stock Market LLC's rules at General 4 into General 4 of the Exchange's rulebook's shell structure Approved Yes 5/22/2019 5/1/2019
SR-ISE-2019-11
Notice & Approval
A proposal to extend the pilot period for the Exchange's nonstandard expirations pilot program Approved Yes 5/13/2019 4/22/2019
SR-ISE-2019-10
Notice & Approval
Proposal to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility. Approved Yes 5/7/2019 4/16/2019
SR-ISE-2019-09
Notice & Approval
Proposal to amend the Exchange's Pricing Schedule in Options 7 to (1) establish a per contract surcharge for Priority Customer complex orders in SPY that leg into the regular order book; and (2) amend its QCC and Solicitation Rebate program to provide an additional rebate per originating contract side to qualifying members. Approved Yes 5/8/2019 4/17/2019
SR-ISE-2019-08
Notice & Approval
Proposal to amend Supplementary Material .01 to Rule 710 Minimum Increments to specify replacement issues that may be added to the Penny Pilot on a quarterly basis without altering the expiration date of the Pilot which is June 30 2019 Approved Yes 4/24/2019 4/3/2019
SR-ISE-2019-07
Notice & Approval
Proposal to amend the Market Maker Plus program under Options 7, Section 3. Approved Yes 4/17/2019 3/27/2019
SR-ISE-2019-06
Notice & Approval
A proposed rule change to extend the delay for re-introduction of legging functionality for Stock-Option Orders. Approved Yes 4/9/2019 3/19/2019
SR-ISE-2019-05
Notice & Approval
A proposed rule change to no longer offer Complex Order quoting functionality or legging functionality for Stock-Option Orders on ISE Approved Yes 4/8/2019 3/18/2019
SR-ISE-2019-03
Notice & Approval
A proposal to amend the Market Maker Plus program under Options 7, Section 3 Approved Yes 4/8/2019 3/18/2019
SR-ISE-2019-02
Notice & Approval
Proposal to amend ISE Rule 2009, 'Terms of Index Option Contracts,' to amend certain expiration timeframes and make a technical correction to the rule. Approved Yes 3/25/2019 3/4/2019
SR-ISE-2019-01
Notice & Approval
Proposal to amend the pilot period for the Exchange's nonstandard expirations pilot program, currently set to expire on February 1, 2019. Approved Yes 2/27/2019 2/6/2019
rulebook-rulefilings-ise-2018
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2018-102
Notice & Approval
Proposed rule change to amend the Exchange's provisions for excluding a day from its pricing tier calculations. Approved Yes 2/22/2019 2/7/2019
SR-ISE-2018-101
Resubmission
Notice & Approval
Proposal to amend the Exchange's rules to extend a pilot program to quote and to trade certain options classes in penny increments. Approved Yes 2/21/2019 1/31/2019
SR-ISE-2018-100
Notice & Approval
A proposal to amend Supplementary Material .02 to Rule 715, which relates to Cancel and Replace Orders, to correct an inadvertent error in the rule text. Approved Yes 1/18/2019 12/28/2018
SR-ISE-2018-99
Notice & Approval
A proposal to delete the Exchange's existing rules on colocation, connectivity, and direct connectivity, under General 8, and incorporate by reference into General 8 The Nasdaq Stock Market LLC's rules on colocation, connectivity, and direct connectivity, Approved Yes 1/22/2019 12/31/2018
SR-ISE-2018-98
Notice & Approval
A proposal to amend Rule 805(b) relating to Market Makers trading in non-appointed options classes. Approved Yes 1/17/2019 12/27/2018
SR-ISE-2018-97
Notice & Approval
A proposal to amend Supplementary Material .02 to Rule 715 regarding Cancel and Replace Orders. Approved Yes 1/2/2019 12/12/2018
SR-ISE-2018-96
Notice & Approval
A proposal to amend ISE Rule 701, entitled "Opening," ISE Rule 803, entitled "Obligations of Market Makers" and ISE Rule 100, entitled "Definitions Approved Yes 1/2/2019 12/12/2018
SR-ISE-2018-95
Notice & Approval
A proposal to amend Supplementary Material .07 to ISE Rule 722, which relates to Complex Orders, to correct inadvertent errors in the rule text. Approved Yes 12/26/2018 12/6/2018
SR-ISE-2018-93
Notice & Approval
Proposal to amend ISE Rule 506 Long Term Options Contracts. Approved Yes 12/11/2018 11/20/2018
SR-ISE-2018-92
Notice & Approval
A proposal to clarify General 8 of the Exchange's Rules. Approved Yes 12/7/2018 11/16/2018
SR-ISE-2018-91
Notice & Approval
A proposal to delete ISE Section 22 of the Rulebook entitled "Rate-Modified Foreign Currency Options Rules. Approved Yes 11/28/2018 11/7/2018
SR-ISE-2018-90
Notice & Approval
A proposal to amend its rules related to Market Maker (i.e., Primary Market Maker and Competitive Market Maker) quoting obligations Approved Yes 12/11/2018 11/20/2018
SR-ISE-2018-89
Notice & Approval
Proposal to (a) relocate the ISE Schedule of Fees and current Rule 213 to the Exchange's rulebook's shell structure, and (b) make conforming cross-reference changes throughout the Rulebook. Approved Yes 11/28/2018 11/7/2018
SR-ISE-2018-88
Notice & Approval
A proposal to amend ISE Rule 2008, Trading Sessions, Section (g), Pricing When Primary Market Does Not Open Approved Yes 11/30/2018 11/9/2018
SR-ISE-2018-87
Notice & Approval
Proposal to amend the Exchanges Schedule of Fees to modify the Crossing Fee Cap. Approved Yes 11/21/2018 10/31/2018
SR-ISE-2018-86
Notice & Approval
A proposal to amend Rule 303 (Approval to Operate Multiple Memberships). Approved Yes 11/16/2018 10/26/2018
SR-ISE-2018-85
Notice & Approval
Proposal to delete the current rules on arbitration under Chapter 18 and incorporate by reference The Nasdaq Stock Market LLC rules on arbitration at General 6 into General 6 of the Exchange rulebook shell structure Approved Yes 11/20/2018 10/30/2018
SR-ISE-2018-83
Notice & Approval
Proposal to amend certain maker taker fees in Section I of the Exchanges Schedule of Fees. Approved Yes 11/7/2018 10/17/2018
SR-ISE-2018-82
Resubmission
Notice & Approval
Proposal to amend, reorganize and enhance its membership, registration and qualification rules and to make conforming changes to certain other rules. Approved Yes 11/5/2018 10/15/2018
SR-ISE-2018-81
Notice & Approval 2
Proposal to establish new pricing for Flash Orders within Section I of the Schedule of Fees and eliminate Section IV.G. of the Exchange's Schedule of Fees. Approved Yes 10/30/2018 10/9/2018
SR-ISE-2018-80
Notice & Approval
A proposal to amend ISE Rules 100(a)(5) which contains definitions, Rule 711, "Acceptance of Quotes and Orders" and Rule 714, "Automatic Execution of Orders". Approved Yes 10/17/2018 9/26/2018
SR-ISE-2018-79
Notice & Approval
Proposal to conform the Exchange's By-Law provisions regarding the Chief Regulatory Officer to those of its affiliate, Nasdaq PHLX LLC. Approved Yes 10/16/2018 9/25/2018
SR-ISE-2018-76
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees to permit certain affiliated market participants to aggregate volume and qualify for various pricing incentives Approved Yes 10/2/2018 9/11/2018
SR-ISE-2018-72
Notice & Approval
Proposal to amend the Schedule of Fees at Section II, entitled "Complex Orders Fees and Rebates." Approved Yes 9/10/2018 8/20/2018
SR-ISE-2018-70
Notice & Approval
Proposal to revise ISE's Schedule of Fees to amend its Options Regulatory Fee. Approved Yes 9/4/2018 8/13/2018
SR-ISE-2018-69
Notice & Approval
Proposed rule change to amend the ISE Schedule of Fees to increase the Regular Order Take Fee in SPY, QQQ, IWM, and VXX for Priority Customers; and not pay the "Customer to Customer" Orders rebate for QCC and solicited orders between two Priority Customer Approved Yes 9/4/2018 8/13/2018
SR-ISE-2018-66
Resubmission
Notice & Approval
Proposed Rule Change to Clarify How the Exchange Currently Charges Crossing Orders in NQX Approved Yes 9/7/2018 8/17/2018
SR-ISE-2018-65
Notice & Approval
A proposed rule change to codify the definitions of the protocols that Members can use to enter quotes and orders on the Exchange Approved Yes 8/23/2018 8/2/2018
SR-ISE-2018-63
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees Approved Yes 8/14/2018 7/24/2018
SR-ISE-2018-62
Notice & Approval
A proposal to amend ISE Rule 723, entitled "Price Improvement Mechanism for Crossing Transactions." Approved Yes 8/10/2018 7/20/2018
SR-ISE-2018-61
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees. Approved Yes 8/10/2018 7/20/2018
SR-ISE-2018-59
Resubmission
Notice & Approval
Proposal to align ISE's existing investigatory and disciplinary processes and related rules with the investigatory and disciplinary processes and associated rules of Nasdaq BX, Inc Approved Yes 7/31/2018
SR-ISE-2018-57
Notice & Approval
Proposal to amend Exchange rules to extend through December 31, 2018 a pilot program to quote and to trade certain options classes in penny increments ("Penny Pilot Program"). Approved Yes 7/24/2018 7/3/2018
SR-ISE-2018-56
Resubmission
Notice
SEC Extension
Amendment 1
Approval
Proposal to amend Exchange rules related to Complex Orders. Approved Yes 7/30/2018 7/9/2018
SR-ISE-2018-55
Notice & Approval
Proposal to adopt new order type protections, Butterfly and Box Spread protections, for Complex Order strategy trades. Approved Yes 7/16/2018 6/25/2018
SR-ISE-2018-54
Notice & Approval
Proposal to relocate the Exchange's rules pertaining to co-location and direct connectivity to the Exchange's new rulebook shell at new General 8, Sections 1 and 2. Approved Yes 7/17/2018 6/26/2018
SR-ISE-2018-53
Notice & Approval
Proposal to amend Rule 412, entitled "Position Limits" at Supplementary Material .01 and Rule 414, entitled "Exercise Limits" at Supplementary Material .01, to amend position limits for options on the SPDR® S&P 500® exchange-traded fund, which list and tr Approved Yes 6/18/2018
SR-ISE-2018-52
Notice & Approval
A proposal to increase certain route-out fees set forth in Section IV.F of the Schedule of Fees Approved Yes 7/11/2018 6/20/2018
SR-ISE-2018-51
Notice & Approval
Proposal to amend the Schedule of Fees related to Complex Orders traded on the Exchange. Approved Yes 7/11/2018 6/20/2018
SR-ISE-2018-50
Notice & Approval
Proposed rule change to amend certain Market Maker fees for Regular Orders in Non-Select Symbols and FX Options. Approved Yes 7/9/2018 6/18/2018
SR-ISE-2018-48
Notice & Approval
A proposal to amend and reorganize Chapter V of the ISE Schedule of Fees Approved Yes 6/8/2018
SR-ISE-2018-47
Notice & Approval
A proposal to memorialize its order and execution information into ISE Rule 718, entitled "Data Feeds." Approved Yes 6/21/2018 5/31/2018
SR-ISE-2018-46
Notice & Approval
A proposal to amend the Schedule of Fees related to Complex Orders traded on the Exchange. Approved Yes 6/19/2018 5/29/2018
SR-ISE-2018-45
Notice & Approval
A proposed rule change to amend Supplementary Material .03 to Rule 804 to enhance anti-internalization functionality. Approved Yes 6/13/2018 5/23/2018
SR-ISE-2018-44
Resubmission
Notice & Approval
Proposal to amend Supplementary Material to Rule 706 to harmonize its sponsored access rules with those of its affiliates Approved Yes 6/11/2018 5/21/2018
SR-ISE-2018-42
Notice & Approval
A proposal to amend the Exchanges Schedule of Fees Approved Yes 6/12/2018 5/22/2018
SR-ISE-2018-40
Notice & Approval
A proposed rule change to extend the delay for re-introduction of functionality which permits concurrent complex order auctions in the same complex strategy by an additional one year Approved Yes 5/22/2018 5/1/2018
SR-ISE-2018-39
Resubmission
Notice & Approval
A proposal to amend ISE Rules 412, Position Limits, and 414, Exercise Limits, to increase the position and exercise limits for options on the following exchange traded funds ("ETFs"): iShares China Large-Cap ETF ("FXI"), iShares MSCI EAFE ETF ("EFA"), iSh Approved Yes 5/8/2018
SR-ISE-2018-38
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees to add pricing for P.M. settled options on broad-based indexes with nonstandard expiration dates. Approved Yes 5/29/2018 5/7/2018
SR-ISE-2018-37
Notice & Approval
Proposal to amend ISE's Schedule of Fees at Section I, entitled "Regular Order Fees and Rebates." Approved Yes 5/22/2018 5/1/2018
SR-ISE-2018-36
Notice & Approval
Proposed rule change to amend the Market Maker Plus program under the Schedule of Fees. Approved Yes 5/22/2018 5/1/2018
SR-ISE-2018-35
Notice & Approval
A proposal to incorporate by reference The Nasdaq Stock Market LLC rule at General 7, entitled "Consolidated Audit Trail Compliance" into ISE's General 7. Approved Yes 4/26/2018
SR-ISE-2018-32
Notice & Approval
A proposed rule change to codify within Rule 718, which rule is currently reserved, the data feeds that are currently offered on ISE. Approved Yes 4/19/2018
SR-ISE-2018-30
Notice & Approval
A proposal to amend ISE Rules 700, Days and Hours of Business, at Section (c); 2008, Days and Hours of Business; and 2009, Terms of Index Option Contracts, Supplementary Material .07, Nonstandard Expirations Pilot Program. Approved Yes 4/12/2018
SR-ISE-2018-29
Notice & Approval
Proposal to extend the delay for re-introduction of functionality which permits Market Makers to enter quotes on certain symbols for complex strategies on the complex order book in their appointed options classes by an additional one year. Approved Yes 4/11/2018
SR-ISE-2018-28
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees to provide greater clarity as to how the Exchange currently charges complex orders executed during an exposure auction pursuant to Rule 722(b)(3)(iii) Approved Yes 4/11/2018
SR-ISE-2018-27
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees to modify the rebates it provides to Members that send unsolicited Crossing Orders to the Exchange. Approved Yes 4/11/2018
SR-ISE-2018-24
Notice & Approval
Proposal to amend Chapter VI.E of the Exchange's Schedule of Fees to harmonize it with the rules and schedules of its sister exchanges. Approved Yes 4/10/2018
SR-ISE-2018-21
Notice & Approval
A proposed rule change to extend the delay for re-introduction of legging functionality for Stock-Option Orders on INET by an additional year. Approved Yes 4/24/2018 4/3/2018
SR-ISE-2018-20
Notice & Approval
A proposed rule change to amend the Market Maker Plus program in the Schedule of Fees. Approved Yes 4/17/2018 3/27/2018
SR-ISE-2018-16
Notice
Amendment 1
SEC Extension
Approval
Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets Approved Yes 3/14/2018
SR-ISE-2018-15
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees to remove obsolete text and amend the current rule text to provide a more accurate description of the Gateway Fees which are currently offered on ISE. Approved Yes 3/20/2018 2/27/2018
SR-ISE-2018-14
Notice & Approval
A proposal to amend INET Port Fees at Section V, D to indicate those fees are not prorated. Approved Yes 3/14/2018 2/21/2018
SR-ISE-2018-13
Notice & Approval
Proposal to expand the Short Term Option Series Program to allow Monday expirations for options listed pursuant to the Short Term Option Series Program, including options on the SPDR S&P 500 ETF Trust. Approved Yes 3/13/2018 2/20/2018
SR-ISE-2018-12
Notice & Approval
A proposal to memorialize functionality which is designed to assist Members in the event that they lose communication with their assigned Specialized Quote Feed, Financial Information eXchange, or Ouch to Trade Options Ports. Approved Yes 3/13/2018 2/20/2018
SR-ISE-2018-10
Notice & Approval
A proposal to amend the Exchanges Schedule of Fees. Approved Yes 3/5/2018 2/12/2018
SR-ISE-2018-09
Notice & Approval
A proposed rule change to relocate the Consolidated Audit Trail Compliance Rules. Approved Yes 2/23/2018 2/2/2018
SR-ISE-2018-07
Notice & Approval
Proposal to amend the Schedule of Fees to assess fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port connectivity. Approved Yes 2/20/2018 1/29/2018
SR-ISE-2018-06
Notice & Approval 1
A proposal to amend Rule 502 (Criteria for Underlying Securities) to modify the criteria for listing an option on an underlying covered security. Approved Yes 2/20/2018 1/29/2018
SR-ISE-2018-04
Notice & Approval
Proposal to amend ISE Rule 805 to permit Market Makers to enter additional order types in the options classes to which they are appointed. Approved Yes 2/13/2018 1/23/2018
SR-ISE-2018-03
Notice & Approval
A proposed rule change to amend Rule 714(b)(4) (Price Level Protection) to specify that the Price Level Protection only applies when there is no away market best bid or offer. Approved Yes 2/6/2018 1/16/2018
rulebook-rulefilings-ise-2017
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2017-113
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees at Chapter VIII, Section J, to introduce a monthly fee of $1,000 for unlimited internal and/or external distribution of the Nasdaq ISE Trade Feed. Approved Yes 2/6/2018 1/16/2018
SR-ISE-2017-112
Notice & Approval
A proposal to amend certain non-transaction fees in the Exchange's Schedule of Fees. Approved Yes 2/1/2018 1/11/2018
SR-ISE-2017-111
Notice
Approval
A proposal to establish a Nonstandard Expirations Pilot Program on a pilot basis, for an initial period of twelve months from the date of approval of this proposed rule change. Approved Yes 1/12/2018
SR-ISE-2017-108
Notice & Approval
A proposed rule change to amend the Schedule of Fees to clarify the Market Maker Plus program Approved Yes 1/18/2018 12/28/2017
SR-ISE-2017-107
Notice & Approval
Proposed rule change to extend the Exchange's Penny Pilot Program. Approved Yes 1/16/2018 12/26/2017
SR-ISE-2017-106
Notice
Amendment 1
SEC Extension
Approval
A proposed rule change to permit the listing and trading of options based on 1/5 the value of the Nasdaq-100 Index (NQX index options) on a twelve month pilot basis. Approved Yes 1/16/2018 12/26/2017
SR-ISE-2017-104
Notice & Approval
Proposal to amend Rule 701 to specify the obligations of a Primary Market Maker when entering Valid Width Quotes during the Opening Process. Approved Yes 1/10/2018 12/20/2017
SR-ISE-2017-103
Notice & Approval
Proposed rule change to amend its Schedule of Fees to amend the calculation of the Member Order Routing Program. Approved Yes 1/10/2018 12/20/2017
SR-ISE-2017-102
Notice & Approval
Proposal to amend the structure of the ISE rulebook. Approved Yes 12/26/2017 12/5/2017
SR-ISE-2017-100
Notice & Approval
Proposal to remove Directed Order functionality on ISE. Approved Yes 12/18/2017 11/27/2017
SR-ISE-2017-99
Notice & Approval
Proposal to amend Rule 713 to delete Supplementary Material .02, which no longer is applicable. Approved Yes 12/18/2017 11/27/2017
SR-ISE-2017-98
Notice & Approval
A proposed rule change to amend the Schedule of Fees for regular orders in Select Symbols Approved Yes 12/19/2017 11/28/2017
SR-ISE-2017-96
Resubmission
Notice & Approval
Proposal to amend Rule 1614 entitled Imposition of Fines for Minor Rule Violations Approved Yes 11/27/2017 11/6/2017
SR-ISE-2017-95
Resubmission
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees to clarify the Crossing Fee Cap. Approved Yes 1/3/2018 12/13/2017
SR-ISE-2017-94
Notice & Approval
Proposal to memorialize an optional Kill Switch protection. Approved Yes 11/24/2017 11/2/2017
SR-ISE-2017-93
Notice & Approval
Proposed rule change to amend the Exchange's provisions for excluding a day from its volume calculations for purposes of determining volume based pricing, and to adopt language that allows the Exchange to remove a day from Market Maker Plus tiers whenever Approved Yes 11/21/2017 10/31/2017
SR-ISE-2017-91
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees to: (i) delete fees and descriptions thereof for connectivity no longer used by the Exchange; and (ii) add new fees for co-location services, direct circuit connections to the Exchange, connections to thir Approved Yes 11/15/2017 10/25/2017
SR-ISE-2017-88
Notice & Approval
A proposed rule change to amend the Schedule of Fees to increase the Crossing Fee Cap for members that do not commit in advance to paying the full Crossing Fee Cap at the end of each month. Approved Yes 11/13/2017 10/20/2017
SR-ISE-2017-87
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees to assess fees for Specialized Quote Feed and SQF Purge Ports that Market Makers utilize to connect to the Exchange. Approved Yes 11/13/2017 10/20/2017
SR-ISE-2017-86
Notice & Approval
Proposal to amend Rule 723 (Price Improvement Mechanism for Crossing Transactions) and Rule 1614 (Imposition of Fines for Minor Rule Violations) to remove obsolete rule text. Approved Yes 11/8/2017 10/18/2017
SR-ISE-2017-85
Notice & Approval
Proposal to remove obsolete rule text from the Schedule of Fees at Chapter VII, Section C, entitled "Options Regulatory Fee." Approved Yes 10/31/2017 10/10/2017
SR-ISE-2017-84
Notice & Approval
A proposed rule change to amend Rule 716(c) to more accurately describe the allocation methodology used in the Block Order Mechanism Approved Yes 10/26/2017 10/5/2017
SR-ISE-2017-83
Notice & Approval
A proposal to make non-substantive, clarifying changes to ISE's Rulebook and Schedule of Fees. Approved Yes 10/10/2017 9/18/2017
SR-ISE-2017-82
Notice & Approval
Proposed rule change to eliminate third party developer fees from the Schedule of Fees. Approved Yes 10/11/2017 9/20/2017
SR-ISE-2017-81
Notice & Approval
A proposed rule change to amend its Schedule of Fees to increase the Priority Customer taker fee for regular orders in SPY Approved Yes 10/10/2017 9/19/2017
SR-ISE-2017-80
Notice & Approval
A proposal to delay the implementation of SR-ISE-2017-32, and to make non-substantive, technical amendments to the new By-Laws filed as part of that rule change proposal. Approved Yes 10/5/2017 9/14/2017
SR-ISE-2017-79
Notice & Approval
A proposal to amend Supplementary Material .14 of Rule 504, entitled Series of Options Contracts Open for Trading. Approved Yes 9/11/2017 8/21/2017
SR-ISE-2017-78
Resubmission 1
Resubmission 2
Notice & Approval
Proposal to amend ISE Rule 701, entitled "Opening." Approved Yes 9/14/2017 8/24/2017
SR-ISE-2017-77
Notice & Approval
A proposed rule change to amend its Schedule of Fees to (1) eliminate Priority Customer complex order rebates for all net zero complex orders without any associated average daily volume requirement, and (2) reduce the maker fee charged to Market Makers an Approved Yes 9/5/2017 8/14/2017
SR-ISE-2017-76
Notice & Approval
A proposal to amend Rule 720, Nullification and Adjustment of Options Transactions including Obvious Errors. Approved Yes 9/1/2017 8/11/2017
SR-ISE-2017-75
Notice & Approval
Proposal to extend the implementation date set forth in Rule 723(b) from July 15, 2017 to August 15, 2017. Approved Yes 8/22/2017 8/1/2017
SR-ISE-2017-73
Notice & Approval
A proposed rule change to amend the schedule of fees relating to connectivity fees for market makers. Approved Yes 8/22/2017 8/1/2017
SR-ISE-2017-72
Notice & Approval
Proposal to amend Exchange's rules to extend the pilot program that eliminated position and exercise limits for physically-settled options on the SPY Pilot Program. Approved Yes 8/3/2017 7/13/2017
SR-ISE-2017-71
Resubmission
Notice & Approval
Proposal to revise ISE's Schedule of Fees to: (i) make adjustments to the amount of the Options Regulatory Fee; (ii) more closely reflect the manner in which ISE assesses and collects its ORF; and (iii) remove rule text related to the timing when the Exch Approved Yes 9/5/2017 8/14/2017
SR-ISE-2017-69
Notice & Approval
A proposed rule change to amend the Schedule of Fees to indicate the treatment of various symbols which are migrating to INET technology in July 2017 Approved Yes 8/10/2017 7/20/2017
SR-ISE-2017-67
Notice & Approval
Proposal to correct a lettering issue with the ISE Rulebook. Approved Yes 8/10/2017 7/20/2017
SR-ISE-2017-66
Notice & Approval
Proposed rule change to amend the Schedule of Fees to eliminate fees and rebates for trades executed on June 30, 2017 in INET Launch Symbols. Approved Yes 8/8/2017 7/18/2017
SR-ISE-2017-65
Notice & Approval
Proposed rule change to amend the Schedule of Fees to make changes to the Priority Customer taker fees for regular orders in Select Symbols. Approved Yes 8/4/2017 7/14/2017
SR-ISE-2017-63
Notice & Approval
A proposed rule change to amend the Schedule of Fees to eliminate fees and rebates for trades in iKang Healthcare Group Inc ("KANG") executed on June 27 - 30, 2017. Approved Yes 8/4/2017 7/14/2017
SR-ISE-2017-62
Notice & Approval
Proposed rule change to: (1) establish ports and gateways that members use to connect to the Exchange with the migration of the Exchange's trading system to the Nasdaq INET architecture, and (2) amend the Schedule of Fees to adopt fees for those ports and Approved Yes 8/3/2017 7/13/2017
SR-ISE-2017-59
Notice & Approval
A proposed rule change to amend Section III of the Schedule of Fees to eliminate FX Option fees and rebates for trades executed on June 12 - 30, 2017. Approved Yes 7/19/2017 6/28/2017
SR-ISE-2017-58
Notice & Approval
Proposal to amend ISE Rule 715(b)(3) to specify an exception to the manner in which Immediate-or-Cancel Orders will be handled by the System when entered through the Specialized Quote Feed protocol. Approved Yes 7/24/2017 7/3/2017
SR-ISE-2017-54
Notice & Approval
A proposal to apply the Non-Priority Customer license surcharge set forth in Section IV.B of the Schedule of Fees to orders that are routed to away markets. Approved Yes 7/21/2017 6/30/2017
SR-ISE-2017-52
Notice
SEC Extension
Amendment 1
Approval
Proposal to adopt Rule 912 (Consolidated Audit Trail - Fee Dispute Resolution) to establish the procedures for resolving potential disputes related to CAT Fees charged to Industry Members. Approved Yes 7/14/2017 6/23/2017
SR-ISE-2017-51
Notice & Approval
Proposal to remove Chapter 21, entitled "ISE Stock Exchange, LLC Trading Rules," from the ISE Rulebook. Approved Yes 7/5/2017 6/13/2017
SR-ISE-2017-49
Notice & Approval
To amend its Schedule of Fees to (1) reduce the Priority Customer taker fee for regular orders in SPY to $0.35 per contract, and (2) lower the threshold of net zero complex contracts from 2,000 .contracts to 1,000 contracts. Approved Yes 7/11/2017 6/20/2017
SR-ISE-2017-48
Notice & Approval
A proposed rule change to amend its rules to extend a pilot program to quote and to trade certain options classes in penny increments ("Penny Pilot Program"). Approved Yes 6/27/2017 6/6/2017
SR-ISE-2017-47
Notice & Approval
A proposed rule change to amend its Schedule of Fees to decrease rebates for members that participate in the Member Order Routing Program. Approved Yes 6/20/2017 5/30/2017
SR-ISE-2017-44
Notice & Approval
Proposed rule change to delay the implementation of QCC with Stock Order functionality with the migration to Nasdaq INET. Approved Yes 6/14/2017 5/24/2017
SR-ISE-2017-42
Resubmission
Notice & Approval
Proposal to amend Rule 804, entitled "Market Maker Quotations." Approved Yes 7/11/2017 6/20/2017
SR-ISE-2017-41
Resubmission
Notice & Approval
Proposal to amend the trading hours of Foreign Currency Index options and lower quoting obligations for the Primary Market Maker Approved Yes 6/20/2017 5/30/2017
SR-ISE-2017-39
Notice & Approval
A proposed rule change to amend the Schedule of Fees to modify fees charged and rebates provided for orders executed in the Price Improvement Mechanism. Approved Yes 6/12/2017 5/22/2017
SR-ISE-2017-37
Notice & Approval
Proposal to designate that no symbol will be eligible for Market Maker quotes in the complex order book as symbols migrate to Nasdaq INET technology. Approved Yes 6/1/2017 5/11/2017
SR-ISE-2017-35
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees to amend pricing related to options overlying NDX and MNX. Approved Yes 6/6/2017 5/16/2017
SR-ISE-2017-34
Resubmission
Notice & Approval
Proposal to amend ISE Rule 804(h) regarding quote mitigation. Approved Yes 5/26/2017 5/5/2017
SR-ISE-2017-33
Notice & Approval
Proposed rule change to delay implementation of simultaneous complex order auctions in connection with a system migration to Nasdaq INET technology. Approved Yes 5/22/2017 5/1/2017
SR-ISE-2017-32
Notice
SEC Extension
Amendment 1
Approval
In connection with the Merger, the Exchange proposes to adopt new organizational documents that set forth a corporate governance framework and related processes that are substantially similar in all material respects to those of the Nasdaq Exchanges. Approved Yes 5/23/2017 5/2/2017
SR-ISE-2017-31
Notice & Approval
A proposed rule change to amend Supplementary Material .03 to Rule 713 to change the allocation entitlement for Preferred PMMs. Approved Yes 5/9/2017 4/18/2017
SR-ISE-2017-30
Notice & Approval
Proposal to amend Rule 720, entitled "Nullification and Adjustment of Options Transactions including Obvious Errors," by adding a new Supplementary Material .05. Approved Yes 5/8/2017 4/17/2017
SR-ISE-2017-28
Notice & Approval
Proposal to delay the implementation of functionality associated with Stock-Option Orders on ISE. Approved Yes 4/21/2017 3/31/2017
SR-ISE-2017-27
Notice & Approval
Proposal to request the decommission of Tick-Worse functionality and amend Rule 713, relating to the priority of split price transactions. Approved Yes 4/13/2017 3/23/2017
SR-ISE-2017-25
Resubmission
Notice & Approval
Proposal to amend the Exchange's Second Amended and Restated Constitution, Third Amended and Restated LLC Agreement, Rule Book, and Fee Schedule to rename itself Nasdaq ISE, LLC. Approved Yes 4/25/2017 4/4/2017
SR-ISE-2017-24
Notice & Approval
Proposal to Amend Schedule of Fees to allow members to opt in to MORP for specific sessions rather than on a member-wide basis. Approved Yes 4/13/2017 3/23/2017
SR-ISE-2017-23
Notice & Approval
A proposal to amend the Exchange's Schedule of Fees to: (i) eliminate the Priority Customer complex order rebate for orders in the NASDAQ 100 Index option ("NDX") and in the Mini Nasdaq 100 Index option ("MNX"); (ii) increase the Non-Priority Customer Lic Approved Yes 4/11/2017 3/21/2017
SR-ISE-2017-22
Notice & Approval
A proposed rule change to amend its Schedule of Fees to change the definition of net zero complex order for purposes of determining eligibility for Priority Customer complex order rebates. Approved Yes 4/7/2017 3/17/2017
SR-ISE-2017-20
Notice & Approval
Proposal to correct a typographical error in ISE Rule 413. Approved Yes 4/5/2017 3/15/2017
SR-ISE-2017-18
Notice & Approval
Proposal to amend Rule 705 to harmonize Exchange liability caps and related reimbursement requirements with those of NASDAQ BX, Inc., NASDAQ PHLX LLC and The NASDAQ Stock Market LLC. Approved Yes 4/6/2017 3/16/2017
SR-ISE-2017-17
Notice & Approval
A proposed rule change to amend the Schedule of Fees to modify the Qualified Contingent Cross ("QCC") and Solicitation rebate tiers. Approved Yes 4/5/2017 3/15/2017
SR-ISE-2017-16
Notice & Approval
Proposal to amend the Exchange's Schedule of Fees, to make changes to the Market Maker Plus program, Priority Customer regular order taker fees in Select Symbols, Priority Customer complex order rebates in Select Symbols and Non-Select Symbols, and the Approved Yes 4/5/2017 3/15/2017
SR-ISE-2017-15
Notice & Approval
Proposal to delay the implementation of the Directed Orders functionality on ISE. Approved Yes 3/22/2017 3/1/2017
SR-ISE-2017-12
Notice & Approval
Proposal to amend Rule 715 (Types of Orders) and Rule 721 (Crossing Orders) to codify its Qualified Contingent Cross with Stock Order functionality. Approved Yes 3/21/2017 2/28/2017
SR-ISE-2017-10
Notice & Approval
A proposed rule change to amend the Exchange's Schedule of Fees to increase, for all symbols other than FX Option Symbols, the fees applicable to Professional Customers for the initiating or contra side of Qualified Contingent Cross orders or orders exe Approved Yes 3/20/2017 2/27/2017
SR-ISE-2017-08
Notice
Amendment 1
Approval
Proposal to adopt Chapter 9 to implement the compliance rule regarding the National Market System Plan Governing the Consolidated Audit Trail. Approved Yes 3/2/2017 2/9/2017
SR-ISE-2017-03
Resubmission 1
Resubmission 2
Resubmission 3
Notice
Amendment 1
Approval
A proposal to amend various rules in connection with a system migration to Nasdaq INET technology. Approved Yes 3/20/2017 2/27/2017
SR-ISE-2017-02
Notice
Amendment 1
Approval
A proposal to amend the ISE opening process in connection with a technology migration to a Nasdaq, Inc. supported architecture. Approved Yes 2/23/2017 2/2/2017
SR-ISE-2017-01
Notice & Approval
Proposal to amend the Exchange's fee schedule to eliminate the per contract fee applicable to Professional Customers for the initiating or contra side of Qualified Contingent Cross. Approved Yes 2/14/2017 1/24/2017
rulebook-rulefilings-ise-2016
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2016-32
Notice & Approval
A proposal to amend its rules to extend a pilot program to quote and to trade certain options classes in penny increments ("Penny Pilot"). Approved Yes 1/30/2017 1/9/2017
SR-ISE-2016-31
Resubmission
Notice
Approval
Proposal to amend the Supplementary Material to ISE Rule 1901, titled "Order Protection" in connection with a system migration to Nasdaq INET technology. Approved Yes 1/20/2017 12/30/2016
SR-ISE-2016-30
Notice & Approval
Proposal to amend ISE Rule 803 at Supplementary Information .02 in connection with business continuity and disaster recovery plans testing requirements for certain Members in connection with Regulation Systems Compliance and Integrity ("Reg SCI"). Approved Yes 1/17/2017 12/27/2016
SR-ISE-2016-29
Notice
Approval
A proposal to amend ISE Rule 723, to make permanent the Price Improvement Mechanism ("PIM") pilot and to change the requirements for providing price improvement for Agency Orders of less than 50 option contracts. Approved Yes 1/6/2017 12/16/2016
SR-ISE-2016-28
Notice & Approval
A proposal to remove direct debit for market data products. Approved Yes 1/11/2016 12/21/2016
SR-ISE-2016-27
Resubmission
Amendment 1
Notice
Approval
A Proposal to receive inbound orders and route outbound orders in options routed through Nasdaq Execution Services, LLC (ISE replatform routing). Approved Yes 1/19/2017 12/29/2016
SR-ISE-2016-26
Notice
Approval
Amend Rules 716 (Block Trades) and 723 (Price Improvement Mechanism for Crossing Transactions) to reduce the response times in the Block Order Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism. Approved Yes 12/16/2016 11/25/2016
SR-ISE-2016-25
Notice & Approval
Amend the Schedule of Fees to make changes to (1) the Market Maker Plus program in SPY and QQQ, (2) Priority Customer taker fees in Select Symbols, and (3) the fee cap for strategy orders. Approved Yes 11/10/2016 10/20/2016
SR-ISE-2016-24
Amendment 1
Resubmission
Notice & Approval
A proposal to adopt a new Rule 213 entitled, "Collection of Exchange Fees and Other Claims" to require Members to provide a clearing account number at the National Securities Clearing Corporation. Approved Yes 10/27/2016 10/6/2016
SR-ISE-2016-23
Resubmission
Notice & Approval
Proposal to amend a current billing practice with respect to billing disputes. Approved Yes 11/3/2016 10/13/2016
SR-ISE-2016-22
Notice
Amendment 1
Approval
A proposed rule change with respect to amendments of the By-Laws of its parent corporation, Nasdaq, Inc., to implement proxy access. Approved Yes 10/26/2016 10/5/2016
SR-ISE-2016-21
Resubmission
Notice & Approval
A proposal to adopt a new rule to clearly prohibit disruptive quoting and trading activity and allow the exchange prompt action. Approved Yes 10/20/2016 9/29/2016
SR-ISE-2016-19
Notice & Approval
A proposal to amend Exchange Rule 100(a)(37C) (Definitions) to add specificity to the definition of a Professional with respect to the manner in which the volume threshold will be calculated. Approved Yes 10/5/2016 9/14/2016
SR-ISE-2016-18
Resubmission
Notice & Approval
Proposal to expand the Short Term Option Series Program to allow Wednesday expirations for SPY options. Approved Yes 9/23/2016 9/2/2016
SR-ISE-2016-17
Notice & Approval
Proposed rule change to extend the PIM pilot. Approved Yes 8/11/2016 7/21/2016
SR-ISE-2016-16
Notice & Approval
Proposed Rule Change to Extend the SPY Pilot Program Approved Yes 8/8/2016 7/18/2016
SR-ISE-2016-15
Notice & Approval
Proposal to extend the penny pilot. Approved Yes 7/28/2016 7/7/2016
SR-ISE-2016-14
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 6/22/2016 6/1/2016
SR-ISE-2016-13
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 6/8/2016 5/18/2016
SR-ISE-2016-11
Notice
Approval
Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent Approved Yes 6/6/2016 5/16/2016
SR-ISE-2016-10
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 5/27/2016 5/6/2016
SR-ISE-2016-09
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 5/9/2016 4/18/2016
SR-ISE-2016-08
Notice
Approval
Proposed Rule Change Related to Market Wide Risk Protection Approved Yes 4/27/2016 4/6/2016
SR-ISE-2016-07
Notice & Approval
Proposed Rule Change to Eliminate the Strict Concentration Limits on Primary Market Makers Approved Yes 4/15/2016 3/25/2016
SR-ISE-2016-06
Notice & Approval
Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria Approved Yes 4/5/2016 3/15/2016
SR-ISE-2016-05
Notice & Approval
Proposed Rule Change to Correct the Text of ISE Rule 313 Approved Yes 3/18/2016 2/26/2016
SR-ISE-2016-04
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 2/24/2016 2/3/2016
SR-ISE-2016-03
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 2/17/2016 1/27/2016
SR-ISE-2016-02
Notice & Approval
Proposed Rule Change Relating to Back-Up Primary Market Makers Approved Yes 2/16/2016 1/26/2016
rulebook-rulefilings-ise-2015
Rule Filing Description Status Noticed by the SEC for Comment Expiration of the SEC Comment Period Federal Register Notice Date
SR-ISE-2015-44
Notice & Approval
Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories Approved Yes 2/1/2016 1/11/2016
SR-ISE-2015-42
Notice & Approval
Proposed Rule Change Relating Alternative Primary Market Makers Approved No
SR-ISE-2015-41
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 12/21/2015 11/30/2015
SR-ISE-2015-40
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 12/18/2015 11/27/2015
SR-ISE-2015-37
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 12/14/2015 11/23/2015
SR-ISE-2015-35
Notice & Approval
Proposed Rule Change to Comply with the Requirements of Rule 1004 of Regulation SCI Approved No
SR-ISE-2015-34
Notice & Approval
Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot Approved Yes 11/18/2015 10/28/2015
SR-ISE-2015-33
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 11/12/2015 10/22/2015
SR-ISE-2015-32
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 11/12/2015 10/22/2015
SR-ISE-2015-31
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 11/12/2015 10/22/2015
SR-ISE-2015-30
Notice
SEC Extension 1
OIP
SEC Extension 2
Disapproval
Proposed Rule Change to Amend Rule 804(g) to require Clearing Member approval for market makers to resume trading after a market-wide speed bump is triggered. Disapproved Yes 12/21/2015 11/30/2015
SR-ISE-2015-29
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 10/9/2015 9/18/2015
SR-ISE-2015-27
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 10/9/2015 9/18/2015
SR-ISE-2015-26
Notice & Approval
Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810 Approved Yes 9/25/2015 9/4/2015
SR-ISE-2015-25
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 10/7/2015 9/16/2015
SR-ISE-2015-24
Notice & Approval
Proposed Rule Change Relating to Market Data Fees Approved Yes 9/21/2015 8/31/2015
SR-ISE-2015-23
Notice & Approval
Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program (PIM Pilot) Approved Yes 8/13/2015 7/23/2015
SR-ISE-2015-22
Notice & Approval
Proposed Rule Change to Extend the SPY Pilot Program Approved Yes 8/5/2015 7/15/2015
SR-ISE-2015-21
Notice & Approval
Proposed Rule Change to Extend the Penny Pilot Program Approved Yes 7/22/2015 7/2/2015
SR-ISE-2015-20
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 7/6/2015 6/15/2015
SR-ISE-2015-19
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 7/6/2015 6/15/2015
SR-ISE-2015-18
Notice & Approval
Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors (LULD Obvious Error Pilot) Approved Yes 6/3/2015 5/13/2015
SR-ISE-2015-17
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 6/11/2015 5/21/2015
SR-ISE-2015-16
Notice & Approval
Proposed Rule Change to Amend Rule 502 Approved Yes 5/26/2015 5/5/2015
SR-ISE-2015-15
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 5/21/2015 4/30/2015
SR-ISE-2015-14
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees to Introduce a New "Retail" Designation for Priority Customer Orders Approved Yes 6/10/2015 5/20/2015
SR-ISE-2015-12
Notice & Approval
Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members Approved Yes 4/27/2015 4/6/2015
SR-ISE-2015-11
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 5/7/2015 4/16/2015
SR-ISE-2015-10
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 4/14/2015 3/24/2015
SR-ISE-2015-09
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 4/14/2015 3/24/2015
SR-ISE-2015-07
Notice & Approval
Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot Approved Yes 3/19/2015 2/26/2015
SR-ISE-2015-06
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 3/30/2015 3/9/2015
SR-ISE-2015-05
Notice & Approval
Proposed Rule Change to Extend the SPY Pilot Program Approved Yes 3/5/2015 2/12/2015
SR-ISE-2015-04
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 3/17/2015 2/24/2015
SR-ISE-2015-03
Notice & Approval
Proposed Rule Change to Amend the Schedule of Fees Approved Yes 2/18/2015 1/28/2015
 
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